The following are matters that financial instruments intermediaries should clearly indicate to customers in accordance with Article 66-11 of the Financial Instruments and Exchange Law. We ask that you fully understand the following information before conducting transactions with us.
1. About us (financial instruments intermediary)
Name of the financial instruments intermediary: Astris Advisory Japan K.K.
Registration No.: Director-General of the Kanto Local Finance Bureau (Kinchu) No. 974
Customer Complaint Desk: Internal Control Manager Tel: 03-6868-8762
2. Affiliate Financial Instruments Business Operator
Tachibana Securities Ltd. Financial Instruments Business Operator: Director-General of the Kanto Local Finance Bureau (Kinsho) No. 110
Memberships: Japan Securities Dealers Association; Financial Futures Association of Japan
3. Regarding Financial Instruments Business Operators who will be the counterparty for the transactions
The client will be informed of the affiliated Financial Instruments Business Operator, etc., who will be the counterparty of the transaction when we introduce the product and transaction.
4. Power of Attorney
We do not have the authority to represent the affiliated Financial Instruments Business Operator.
5. Prohibition of Deposit of Cash or Securities
Regardless of the pretext, we do not accept deposits of cash or securities from customers in connection with our Financial Instruments Intermediary Business.
The fee or commission paid by the customer for the transaction that the customer intends to execute may differ depending on the affiliated Financial Instruments Business Operator, etc. In addition, we do not receive cash such as commissions directly from customers because we receive remuneration from affiliated Financial Instruments Business Operators.
We declare the following basic policy in order to prevent damages caused by groups or individuals, so-called “Anti-Social Forces, that pursue economic benefit by making full use of violence, force and fraudulent means.
The products we provide are for information purposes only. Nothing in those material or information should be taken as solicitation to buy or sell any security or product, or engage in or refrain from engaging in any transaction. Those material or information are based on factual information from sources believed to be reliable but we do not make any representation or warranty that it is accurate, complete or up to date. Those sources may contain errors and hence may not be relied upon. To the best of our knowledge, the material does not contain any material non public information.
Astris Advisory Japan KK (Investment Advisory Business, Kanto Local Finance Bureau No. 3111-Member of Japan Investment Advisors Association) accepts no liability for any direct, indirect, consequential or other loss from investing based on our material's contents.
The diversion, sale and accumulation of information described on this site is strictly prohibited.